Description: Bedford and Main offers Start-up Financial Brokers & Correspondent Clearing Firm Consultants for Self-Clearing Brokers. Call: 609-707-1071
finra (28) securities expert witness (18) introducing broker (7) clearing broker (2)
Hiring Bedford and Main as a Consultant in our conversion between Clearing Firms, was the best business decision I made last year. John Foster knows and understands the operational and compliance matters like few people I have come across in 22 years of my career. I would certainly hire him again when any challenge out of the ordinary would come up in the future.
My firm engaged John on behalf of our client, a defunct broker-dealer, in a complex arbitration against another industry participant. John’s knowledge and understanding of all facets of clearance and settlement helped us prepare and present our case efficiently and effectively. John testified clearly and concisely, translating highly technical principles into lay terminology. His command of clearance and settlement processes was best reflected on cross-examination. Opposing counsel thanked “Mr. Foster f
Our firm worked with Bedford and Main on an important project regarding third party managed investment programs. John Foster was very thorough and professional throughout our process, and was truly interested in understanding our business practices before making any recommendations for action. His reports were well written and provided a great deal of information and guidance to our firm. He can offer significant expertise on a wide range of subjects. Our firm found his input to be valuable and would ce