Client Login Charles Schwab TradePMR Login Interactive Brokers TFG Privacy Policy Trident Financial Group ADV Part 2 Welcome to Trident Financial Group At Trident Financial Group, we provide disciplined investment management designed to improve returns and straight forward financial planning advice to help you reach your goals.
Trident Financial Group is a North Carolina Registered Investment Advisor (RIA) that was founded by Seth Waller in 2012. The firm was previously named Falcon Investments and was rebranded to Trident Financial Group in April 2022 when Jim Mundy joined the firm. Our advisors provide investment advice, portfolio management, financial planning, retirement and insurance solutions to clients throughout North Carolina.
Seth is owner and founder of Trident Financial Group. He has over 13 years of experience in the financial industry and founded Trident Financial Group (formerly Falcon Investments) in 2012.